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Cryptographic Module Validation Program CMVP

Certificate #4558

Details

Module Name
IBM 4770-001 Enterprise PKCS#11 HSM Cryptographic Coprocessor Security Module
Standard
FIPS 140-2
Status
Active
Sunset Date
9/21/2026
Overall Level
4
Caveat
When operated in FIPS mode
Security Level Exceptions
  • Mitigation of Other Attacks: N/A
Module Type
Hardware
Embodiment
Multi-Chip Embedded
Description
The IBM 4770-001 Enterprise PKCS#11 Hardware Security Module is in the form or a PCIe card that executes IBM Enterprise PKCS#11 firmware within a secured tamper responding hardware boundary.
Tested Configuration(s)
  • N/A
Approved Algorithms
AES Cert. #A2495
CKG vendor affirmed
DRBG Certs. #A2427, #A2431, #A2471 and #A2495
DSA Cert. #A2471
ECDSA Certs. #A2427, #A2431 and #A2495
ENT P
HMAC Cert. #A2495
KAS-SSC Certs. #A2471 and #A2495
KBKDF Cert. #A2495
KDA Cert. #A2495
KTS AES Cert. #A2495
KTS AES Cert. #A2495 and HMAC Cert. #A2495; key establishment methodology provides between 128 and 256 bits of encryption strength
RSA Cert. #A2495
SHA-3 Cert. #A2495
SHS Certs. #A2471 and #A2495
Triple-DES Cert. #A2495
Allowed Algorithms
N/A
Hardware Versions
PN 03JJ471-H07163 POST0 v9398 MB0 v9005 (Standard Power)[1]; PN 03JJ467-H07163 POST0 v9398 MB0 v9005 (Low Power)[1]; PN 03JJ829-N38324 POST0 v8840 MB0 v3606 (Standard Power)[1]; PN 03JJ825-N38324 POST0 v8840 MB0 v3606 (Low Power)[1]; PN 03KY267-H07190 POST0 v8840 MB0 v3606 (Standard Power)[1]; PN 03KY263-H07190 POST0 v8840 MB0 v3606 (Low Power)[1]; PN 03NH208-H07282 POST0 v8840 MB0 v3606 (Standard Power)[2]; PN 03NH207-H07282 POST0 v8840 MB0 v3606 (Low Power)[2]; PN 03KY759-H07282 POST0 v8840 MB0 v3606 (Standard Power)[2]; PN 03KY755-H07282 POST0 v8840 MB0 v3606 (Low Power)[2]
Firmware Versions
8.0.37z P3592 M3592 P4630 F0D0B [1] and 8.0.53z P6936 M6936 P4630 F0D0B [2] for segment 1, 5E8E 728A [1] and 22C3 5978 [2] for segment 2, 77FA 9138 [1] and 75E0 3BCE [2] for segment 3

Vendor

IBM
1 New Orchard Road
Armonk, New York 10504-1722
USA

Ronald Geiger
geigerr@us.ibm.com
Phone: 1-845-433-1101
William Santiago-Fernandez
wsf1@us.ibm.com
Phone: 1-845-435-9265

Validation History

Date Type Lab
8/18/2023 Initial ATSEC INFORMATION SECURITY CORP
3/7/2025 Update ATSEC INFORMATION SECURITY CORP